3.1 Overview

A baseline building is not used when COMNET is used for Design to Earn ENERGY STAR.

The HVAC system in the baseline building depends on the primary building activity, the size of the building and the energy source used for heating in the proposed design. [bookref id="hvac-mapping"] shows the HVAC system types that apply in each case. Details about these systems are provided in subsequent sections.

Many of the building descriptors have a one-to-one relationship between the proposed design and the baseline building, for example, every wall in the proposed design has a corresponding wall in the baseline building. For HVAC systems, this one-to-one relationship generally does not hold. The HVAC system serving the proposed design and the baseline building may be completely different, each with different components, etc.

[figure title="HVAC Mapping" id="hvac-mapping"]HVAC Mapping[/figure]

For systems 1 through 4, each thermal block shall be served by a separate system. For systems 5 through 8, a single system serves the whole building with a separate air handler for each floor. Systems 5 and 6 are packaged equipment with DX cooling and fans combined in the same box. For these systems, each floor will have its own system.

There are several important exceptions to the HVAC mapping rules that apply to spaces with unusual internal heat gains, different schedules, special pressurization requirements, or unique outside air needs. These exceptions will typically apply to laboratories, data centers, and many spaces in healthcare facilities. See Chapter 7 for the special requirements for these building types. The exceptions are described below:

  • Separate occupancies in mixed use buildings are served by separate baseline building systems. Examples include residential spaces located over retail and other similar conditions. (See the PRM, G3.1.1, Exception a.)
  • A separate baseline building system shall serve laboratories or group of laboratories with an exhaust system designed for 5,000 cfm or more of air movement. The baseline building system serving the laboratory spaces shall be either system 5 (PVAV with hot water reheat) or system 6  (PVAV with parallel fan-powered boxes and electric reheat), depending on the heating source in the building. The PVAV system must be capable of reducing the exhaust and makeup air volume to 50% of design values during unoccupied periods. This exception essentially requires VAV for both the supply fan and the exhaust system. (See the PRM, G3.1.1, Exception c.)
  • Spaces that do not trigger the laboratory exception above may still have a separate baseline building system. Either system 3 (PSZ-AC) or system 4 (PSZ-HP) shall serve spaces in the baseline building (depending on the heating source for the building) when one of the following conditions apply:
    • Spaces on a floor have significantly different schedules or internal heat loads. Heat gain differences of more than 10 Btu/h or operation schedule differences of more than 40 hours/week trigger this exception. (See the PRM, G3.1.1, Exception b.)
    • Spaces on a floor have "special pressurization relationships, cross-contamination requirements, or code-required minimum circulation rates". Many laboratory spaces with fume hoods would likely trigger this exception. (See the PRM, G3.1.1, Exception c.)

These special systems serve just the spaces that trigger the exceptions. The rest of the building/floor is served by the baseline building HVAC system and air handlers shown in [bookref id="hvac-mapping"].

90.1-2007

The HVAC system in the baseline building depends on the primary building activity, the size of the building and the energy source used for heating in the proposed design. [bookref id="hvac-mapping"] shows the HVAC system types that apply in each case. Details about these systems are provided in subsequent sections.

Many of the building descriptors have a one-to-one relationship between the proposed design and the baseline building, for example, every wall in the proposed design has a corresponding wall in the baseline building. For HVAC systems, this one-to-one relationship generally does not hold. The HVAC system serving the proposed design and the baseline building may be completely different, each with different components, etc.

[figure title="HVAC Mapping" id="hvac-mapping"]HVAC Mapping[/figure]

For systems 1 through 4, each thermal block shall be served by a separate system. For systems 5 through 8, a single system serves the whole building with a separate air handler for each floor. Systems 5 and 6 are packaged equipment with DX cooling and fans combined in the same box. For these systems, each floor will have its own system.

There are several important exceptions to the HVAC mapping rules that apply to spaces with unusual internal heat gains, different schedules, special pressurization requirements, or unique outside air needs. These exceptions will typically apply to laboratories, data centers, and many spaces in healthcare facilities. See Chapter 7 for the special requirements for these building types. The exceptions are described below:

  • Separate occupancies in mixed use buildings are served by separate baseline building systems. Examples include residential spaces located over retail and other similar conditions. (See the PRM, G3.1.1, Exception a.)
  • A separate baseline building system shall serve laboratories or group of laboratories with an exhaust system designed for 5,000 cfm or more of air movement. The baseline building system serving the laboratory spaces shall be either system 5 (PVAV with hot water reheat) or system 6  (PVAV with parallel fan-powered boxes and electric reheat), depending on the heating source in the building. The PVAV system must be capable of reducing the exhaust and makeup air volume to 50% of design values during unoccupied periods. This exception essentially requires VAV for both the supply fan and the exhaust system. (See the PRM, G3.1.1, Exception c.)
  • Spaces that do not trigger the laboratory exception above may still have a separate baseline building system. Either system 3 (PSZ-AC) or system 4 (PSZ-HP) shall serve spaces in the baseline building (depending on the heating source for the building) when one of the following conditions apply:
    • Spaces on a floor have significantly different schedules or internal heat loads. Heat gain differences of more than 10 Btu/h or operation schedule differences of more than 40 hours/week trigger this exception. (See the PRM, G3.1.1, Exception b.)
    • Spaces on a floor have "special pressurization relationships, cross-contamination requirements, or code-required minimum circulation rates". Many laboratory spaces with fume hoods would likely trigger this exception. (See the PRM, G3.1.1, Exception c.)

These special systems serve just the spaces that trigger the exceptions. The rest of the building/floor is served by the baseline building HVAC system and air handlers shown in [bookref id="hvac-mapping"].

90.1-2010

The HVAC system in the baseline building depends on the primary building activity, the size of the building and the energy source used for heating in the proposed design. Figure 6.1.2-1 shows the HVAC system types that apply in each case. Details about these systems are provided in subsequent sections.

Many of the building descriptors have a one-to-one relationship between the proposed design and the baseline building, for example, every wall in the proposed design has a corresponding wall in the baseline building. For HVAC systems, this one-to-one relationship generally does not hold. The HVAC system serving the proposed design and the baseline building may be completely different, each with different components, etc.

Figure 6.2.1-1: HVAC Mapping
Figure 6.2.1-1: HVAC Mapping

For systems 1 through 4 and 9 and 10, each thermal block shall be served by a separate system. For systems 5 through 8, a separate air handler shall serve for each floor. Systems 5 and 6 are packaged equipment with DX cooling and fans combined in the same box. For these systems, each floor will have its own system.

There are several important exceptions to the HVAC mapping rules that apply to spaces with unusual internal heat gains, different schedules, special pressurization requirements, or unique outside air needs. 

There are several important exceptions to the HVAC mapping rules that apply to spaces with unusual internal heat gains, different schedules, special pressurization requirements, or unique outside air needs. These special cases are addressed through the exceptions to Section G3.1.1 of the PRM. These address mixed use buildings, spaces in buildings with unusual loads or schedules, laboratories with fume hoods and commercial kitchens.  The exceptions are described below:

  • Mixed residential and nonresidential buildings. If a building has both residential and nonresidential spaces with their total conditioned floor area greater than 20,000 ft², such as a residential tower with retail and restaurants at the base, then the HVAC system type is determined separately for the residential and nonresidential portions.
  • Special spaces in buildings. Examples are computer rooms or guard stations. In these cases, the baseline building system for the special space is system type 3 or 4, depending on the heating source for the main building. This exception applies when a space has significantly different operating conditions or thermal loads. The threshold for internal loads is a difference of more than 10 Btu/h-ft². The threshold weekly operating hours is when the difference is more than 40 hours. 
  • Laboratories. For laboratory spaces with a minimum exhaust of 5,000 cfm, the HVAC system type should be 5 or 7 (depending on heating source) serving only the laboratory spaces. For all electric buildings, the heating is electric resistance.
  • Kitchens. Baseline building systems that serve kitchens with an exhaust hood airflow rate greater than 5,000 cfm shall use either baseline building system 5 or 7. System 5 is a packaged VAV and 7 is a VAV with a chilled water plant. System 7 would be used if the baseline building has a chilled water plant, otherwise system 5 would be used. The baseline building shall have a demand ventilation system that operates on at least 75% of the exhaust air. The system shall reduce exhaust and replacement airflow rates by 50% for one half of the kitchen's occupied hours. If the proposed design uses demand ventilation, the same airflow schedule shall be used. 
  • Heated only spaces. A heating and ventilating system (with no cooling) shall be used for heated only storage, stairwells, vestibules, electrical/mechanical rooms and restrooms not exhausting or transferring air from mechanically cooled thermal zones (systems 9 or 10). When unheated storage or other qualifying spaces exist in a building, the remaining spaces are modeled as heated and cooled and follow the system map in Figure 6.1.2-1. The floor area to be used in determining the baseline building system types should exclude the heated only spaces.

When the rated building used purchased heating (hot water or steam) and/or purchased chilled water, the HVAC system mapping is modified as follows:

  • Purchased heat, but not purchased chilled water. The purchased heat is assumed to be produced by fossil fuels, and the mappings in Figure 6.2.1-1 apply with purchased heat substituted as the heating source.
  • Purchased chilled water, but not purchased heat. The mappings in Figure 6.2.1-1 apply with the following modifications:
    • Purchased chilled water is substituted for the cooling source.
    • Systems 1 and 2 are constant volume fan coil units with fossil fuel boilers. 
    • Systems 3 and 4 are constant volume single zone air handlers with fossil fuel furnaces. 
    • System 7 is used in place of System 5. 
    • System 8 is used in place of System 6. 
  • Both purchased chilled water and heat. The purchased heat is assumed to be produced by fossil fuels and the mappings in Figure 6.2.1-1 apply with the following modifications:
    • Purchased heat and purchased chilled water is substituted for the heating and cooling sources. 
    • System 1 is constant volume fan coil units. 
    • System 3 is constant volume single zone air handlers.
    • System 7 is used in place of System 5.
90.1-2016 BM

The HVAC system in the baseline building depends on the building type, the size of the building and the climate zone. The baseline HVAC system type for each building type and size is shown in Table 3.1-1. Table 3.1-2 shows the baseline HVAC system type for special space types. Details about these baseline building systems are provided in Table 3.1-3 and subsequent sections of the MGP.

Table 3.1-1 – HVAC System Mapping for Building Types

 

 

 

Baseline Building System Type

Building Type

Description/Qualifiers

Size

Cold Climates (3b, 3c, and 4-8)

Warm Climates (1a, 2a, and 3a)

Residential

Dormitories, hotels, motels, and multifamily buildings of four or more stories.

Any size

1 PTAC

2 PTHP

Public Assembly

Houses of worship, auditoriums, movie theaters, performance theaters, concert halls, arenas, enclosed stadiums, ice rinks, gymnasiums, convention centers, exhibition centers, and natatoriums.

< 120,000 ft²

3 PSZ-AC

4 PSZ-HP

≥ 120,000 ft²

12 SZ-CV-HW

13 SZ-CV-ER

Retail

 

Low rise
≤ 2 floors

3 PSZ-AC

4 PSZ-HP

Other than
low rise

Use “Other Nonresidential”

Hospitals

 

Other than large

5 PVAV Reheat

5 PVAV Reheat

Large, e.g.
> 5 floors or
> 150,000 ft²

7 VAV Reheat

7 VAV Reheat

Other Nonresidential

Buildings that are not public assembly, hospitals or low rise retail

Small, e.g.
≤ 3 floors and
< 25,000 ft²

3 PSZ-AC

4 PSZ-HP

Medium, e.g. buildings that are not small or large

5 PVAV Reheat

6 PVAV PFP boxes

Large, e.g.
> 5 floors or
> 150,000 ft²

7 VAV Reheat

8 VAV PFP boxes

Certain special spaces within buildings shall have their own separate HVAC systems as shown in Table 3.1.2-2

Table 3.1-2 – HVAC System Mapping for Special Space Types

 

 

 

Baseline Building System Type

Building Type

Description/Qualifiers

Size

Cold Climates (3b, 3c, and 4-8)

Warm Climates (1a, 2a, and 3a)

Residential

Guest rooms, living quarters, private living space, and sleeping quarters.

Any size

1 PTAC

2 PTHP

Heated Only

Spaces with heating only systems in the proposed design, serving storage rooms, stairwells, vestibules, electrical/mechanical rooms, and restrooms not exhausting or transferring air from mechanically cooled thermal zones.

Any size

9 HV Furnace

10 HV Electric

Laboratories

Total laboratory exhaust rate greater than 15,000 cfm.

Located in large nonresidential buildings or hospitals

5 PVAV Reheat

5 PVAV Reheat

Located in other buildings

7 VAV Reheat

7 VAV Reheat

Computer Rooms

> 3,000,000 Btu/h or >600,000 Btu/h where the baseline building system is 7 or 8

Any size

11 SZ-VAV

11 SZ-VAV

Table 3.1-3 – Baseline Building HVAC System Descriptions

System No.

System Type

Fan Control

Cooling Type

Heating Type

1. PTAC

Packaged terminal air conditioner

Constant volume

Direct expansion

Hot-water fossil fuel boiler

2. PTHP

Packaged terminal heat pump

Constant volume

Direct expansion

Electric heat pump

3. PSZ-AC

Packaged rooftop air conditioner

Constant volume

Direct expansion

Fossil fuel furnace

4. PSZ-HP

Packaged rooftop heat pump

Constant volume

Direct expansion

Electric heat pump

5. Packaged VAV with Reheat

Packaged rooftop VAV with reheat

Variable air volume

Direct expansion

Hot-water fossil fuel boiler

6. Packaged VAV with PFP Boxes

Packaged rooftop VAV with parallel fan power boxes and reheat

Variable air volume

Direct expansion

Electric resistance

7. VAV with Reheat

VAV with reheat

Variable air volume

Chilled water

Hot-water fossil fuel boiler

8. VAV with PFP Boxes

VAV with parallel fan-powered boxes and reheat

Variable air volume

Chilled water

Electric resistance

9. Heating and Ventilation

Warm air furnace, gas fired

Constant volume

None

Fossil fuel furnace

10. Heating and Ventilation

Warm air furnace, electric

Constant volume

None

Electric resistance

11. SZ–VAV

Single-zone VAV

Variable air volume

Chilled water

See note

12. SZ-CV-HW

Single zone with hot water heat

Constant volume

Chilled water

Hot-water fossil fuel boiler

13. SZ-CV-ER

Single zone with electric resistance heat

Constant volume

Chilled water

Electric resistance

Notes:

1. For purchased chilled water and purchased heat, see G3.1.1.3.

2. Where the proposed design heating source is electric or other, the heating type shall be electric resistance. Where the proposed design heating source is fossil fuel, fossil/electric hybrid, or purchased heat, the heating type shall be hot-water fossil fuel boiler.

Most building descriptors have a one-to-one relationship between the proposed design and the baseline building, for example, every wall in the proposed design has a corresponding wall in the baseline building. For HVAC systems, this one-to-one relationship generally does not hold. The HVAC system serving the proposed design and the baseline building may be completely different, each with different components, heating source, etc.

For systems 1 through 4 and 9 through 13, each thermal block shall be served by a separate system. For systems 5 through 8, a separate air handler shall serve for each floor.

Special Cases

There are several important exceptions to the HVAC mapping rules that apply to spaces with unusual internal heat gains, different schedules, special pressurization requirements, or unique outside air needs. These special cases are addressed through the exceptions to Section G3.1.1 of the PRM. These address mixed use buildings, spaces in buildings with unusual loads or schedules, and laboratories.  The exceptions are described below:

  • Mixed use buildings (G3.1.1b). If a building has a subordinate occupancy with a conditioned floor area of more than 20,000 ft², then the HVAC system type is determined separately for the subordinate occupancy.
  • Special spaces in buildings (G3.1.1c). Systems 3 or 4, depending on the climate zone shall be used for spaces that have occupancy, process loads or schedules that differ significantly from the rest of the building. Examples are natatoriums and security stations. This exception does not apply to computer rooms. The threshold for internal loads is a difference of more than 10 Btu/h-ft². The threshold weekly operating hours is when the difference is more than 40 hours. 
  • Laboratories (G3.1.1d). For laboratory spaces with a total exhaust rate of 15,000 cfm or more, the HVAC system type shall be 5 or 7 (depending on the size of the building within which the laboratory space is located) serving only the laboratory spaces.  See Table 3.1.2-2. The lab exhaust fan shall be modeled as constant horsepower reflecting constant-volume stack discharge with outdoor air bypass.
  • Heated only spaces (G3.1.1e). Systems 9 or 10 (depending on climate zone) shall be used for spaces in the rated building heating with no cooling system. This applies for heated only storage, stairwells, vestibules, electrical/mechanical rooms and restrooms not exhausting or transferring air from mechanically cooled thermal zones.
  • Cooled Spaces in Unheated Building Types (G3.1.1f) If the baseline HVAC system type is 9 or 10, all spaces that are mechanically cooled in the proposed building design shall be assigned to a separate baseline system determined by using the area and climate zone of the mechanically cooled spaces.
  • Computer rooms (G3.1.1g). Large computer rooms shall use either HVAC system type 11. The threshold is total computer room peak cooling load of more than 600,000 Btu/h where the baseline HVAC system type is 7 or 8 and a threshold of more than 3,000,000 Btu/h for other baseline building systems. All other computer rooms shall use System 3 or 4.
  • Hospitals (G3.1.1h). The baseline system for large hospitals of more than 150,000 ft² or more than 5 stories shall be HVAC system 7. The baseline HVAC system for other hospitals shall be system 5.

Purchased Chilled Water, Hot Water, or Steam

When the rated building uses purchased heating (hot water or steam) and/or purchased chilled water, then the same chilled water, hot water or steam shall also be used in the baseline the HVAC and the HVAC system mapping is modified as shown in Table 3.1.2-4.

Table 3.1.2-4 – Baseline Requirements for Purchased Heat and Purchased Chilled Water Systems

Proposed

Baseline

Heating

Cooling

Heating Type

Cooling Type

Purchased Heat

Chiller or DX

Purchased Heat

Based on applicable cooling system from Tables 6.1.2-1 through 6.1.2-3.

Boiler/Electric Resistance or Gas Furnace

Purchased Chilled Water

Based on applicable Heating system from Tables 6.1.2-1 through 6.1.2-3.
Exceptions:

  • System 1 and 2 will be CV FCU with fossil fuel boiler(s)
  • System 3 and 4 shall be CV SZ air handlers with fossil fuel furnaces
  • System 7 in place of System 5
  • System 8 in place of Sys tem 6

Purchased Chilled Water

Purchased Heat

Purchased Chilled Water

Baseline System Type: In accordance to Tables 6.1.2-1 through 6.1.2-3with the following modifications-

  • Replace heating type with Purchased Heat
  • System 1 will be CV FCU
  • System 3 with be CV single zone air handler
  • System 7 will be used in place of System 5.

Baseline System Type: In accordance to Tables 6.1.2-1 through 6.1.2-3with the following modifications-
- Replace Cooling Type with Purchased Chilled Water
- System 1 will be CV FCU
- System 3 with be CV single Zone air handler
- System 7 will be used in place of System 5.

 

90.1-2019

3.1    Overview


This chapter specifies the rules that apply to the proposed design and to the baseline building for each building descriptor. 


3.1.1    HVAC System Map


The HVAC system in the baseline building depends on the primary building activity, the number of floors, conditioned floor area and climate zone. Details about these systems are provided in subsequent sections.


For many of the building descriptors there is a one-to-one relationship between the proposed design and the baseline building; for example, every wall in the proposed design has a corresponding wall in the baseline building. However, for HVAC systems, this one-to-one relationship generally does not hold. There may be the different number of HVAC systems serving the proposed design compared to the baseline building, and equipment such as cooling towers, circulation pumps, etc. may be present in the baseline but not proposed design.


The HVAC system in the baseline building shall be selected from Table 3, HVAC System Map, and be based on building type, number of floors, conditioned floor area, and climate zone. The selected system shall conform to the descriptions in Table 4, HVAC System Descriptions. For systems 1, 2, 3, 4, 9, 10, 11, 12, and 13, each thermal zone shall be modeled with its own HVAC system. For systems 5, 6, 7, and 8, each floor shall be modeled with a separate HVAC system. Floors with identical thermal zones can be grouped for modeling purposes. 

Table 3. HVAC System Map

Building Type

Size

Baseline Building System Type

Cool Climates
(3b, 3c, and 4-8)

Warm Climates
(0 to 3A)

Residential

Any size

System 1 PTAC

System 2 PTHP

Public Assembly

< 120,000 ft²

System 3 PSZ-AC

System 4 PSZ-HP

≥ 120,000 ft²

System 12 SZ-CV-HW

System 13 SZ-CV-ER

Retail

Low rise
≤ 2 floors

System 3 PSZ-AC

System 4 PSZ-HP

Other than
low rise

Use “Other Nonresidential”

Hospital

Not more than 5 floors and not >150,000 ft2

System 5 PVAV with Reheat

System 5 PVAV with Reheat

more than 5 floors or >150,000 ft2

System 7 VAV with Reheat

System 7 VAV with Reheat

Heated-only Storage

 

System 9- Heating and Ventilation

System 10- Heating and Ventilation

Other Nonresidential

Small, 3 floors or less and <25,000 ft2

System 3 PSZ-AC

System 4 PSZ-HP

Medium, 4 or 5 floors and <25,000 ft2 or 5 floors or less and 25,000 ft2 to 150,000 ft2

System 5 PVAV with Reheat

System 6 PVAV with PFP boxes

Large, more than 5 floors or >150,000 ft2

7 VAV with Reheat

8 VAV with PFP boxes


Building Type Descriptions for Baseline System Definition:


•    Residential
Residential buildings They include, but are not limited to, dwelling units, hotel/motel guest rooms, dormitories, nursing homes, patient rooms in hospitals, lodging houses, fraternity/ sorority houses, hostels, prisons, and fire stations.


•    Public Assembly
Public assembly buildings include houses of worship, auditoriums, movie theaters, performance theaters, concert halls, arenas, enclosed stadiums, ice rinks, gymnasiums, convention centers, exhibition centers, museums, exercise centers and natatoriums


•    Heated Only
This category applies to an entire building with heating only systems in the proposed design, such as warehouses 


•    Retail
Retail buildings that are two floors or less must use single-zone packaged equipment. In the baseline building, cooling will always be DX but heating will be dependent upon the climate zone. Retail buildings that are 3 or more stories are included in the Nonresidential category below. Restaurants are also included in the nonresidential category described below.


•    Hospital
This excludes outpatient medical buildings and offices.


•    Other Non-Residential
This category would cover all buildings that are not included any other category 
Where attributes make a building eligible for more than one baseline system type, the predominant condition should be used to determine the system type for the entire building, except as notes in Section G3.1.1. of Standard 90.1-2019 and also documented in Section 3.1.1.1 of this manual.

Table 4. HVAC System Descriptions

System No.

System Type

Fan Control

Cooling Type

Heating Type (note 3)

1 – PTAC

Package terminal air conditioner

Constant volume

Direct expansion

Hot water fossil fuel boiler

2 – PTHP

Packaged terminal heat pump

Constant volume

Direct expansion

Electric heat pump

3 – PSZ AC

Packaged roof top air conditioner

Constant volume

Direct expansion

Fossil fuel furnace

4 – PSZ HP

Packaged roof top heat pump

Constant volume

Direct expansion

Electric heat pump

5 – PVAV Reheat

Packaged rooftop VAV with reheat

Variable volume

Direct expansion

Hot water fossil fuel boiler

6 – Packaged VAV with PFP Boxes

Packaged rooftop VAV with PFP boxes and reheat

Variable volume

Direct expansion

Electric resistance

7 – VAV with Reheat

Rooftop VAV with reheat

Variable volume

Chilled water

Hot water fossil fuel boiler

8 – VAV with PFP Boxes

VAV with parallel fan-powered boxes and reheat

Variable volume

Chilled water

Electric resistance

9 – Heating and Ventilation

Warm air furnace, gas fired

Constant volume

None

Fossil fuel furnace

10 – Heating and Ventilation

Warm air furnace, electric

Constant volume

None

Electric resistance

11 – SZ-VAV

Single zone VAV

Variable air volume

Chilled Water

See Note 2

12 – SZ-CV-HW

Single zone with hot water heat

Constant volume

Chilled Water

Hot water fossil fuel boiler

13 – SZ-CV-ER

Single zone with electric resistance heat

Constant volume

Chilled Water

Electric resistance

Notes:​​​​​​​​​​​​​​

  1. For purchased chilled water and purchased heat, see G3.1.1.3.
  2. System 11 is only used for the exceptions stated below. For climate zones 0-3A, the heating type shall be electric resistance. For all other climate zones the heating type shall be hot-water fossil-fuel boiler.
  3. The fossil fuel type shall be natural gas if it is available at the site, otherwise propane.


3.1.1.1    Exceptions to HVAC System Requirements


There are several important exceptions to the HVAC mapping rules that apply to zones with unusual internal heat gains, different schedules, or unique outside air needs. Where attributes make a building eligible for more than one baseline system type, use the predominant condition to determine the system type for the entire building except as noted in exceptions below. These exceptions should be applied in the order defined below, to avoid inconsistencies in baseline system definition-
1.    Exception (a) for mixed residential and non-residential buildings
2.    Exception (d) for heated only zones
3.    Exception (e) for baseline system 9 and 10
4.    Exception (f) for computer rooms
5.    Exception (c) for laboratory spaces
6.    Exception (b) for internal loads


a.    Mixed Residential and Non-Residential Buildings:
The baseline HVAC system must be determined separately for buildings with both residential and non-residential zones. Additional system type(s) are required to be used if the non-predominant conditions (use type) apply to more than 20,000 ft2 of conditioned floor area. Residential building types include dormitory, hotel, motel, and multifamily. Residential space types include guest rooms, living quarters, private living space, and sleeping quarters. Other building and space types including common areas associated with residential buildings are considered nonresidential. 


b.    Internal Loads:
This exception is triggered for HVAC zones with total non-coincident peak internal gains (excluding ventilation or envelope loads) that differ by more than 10 Btu/h-ft2 (31.5 W/m2) from the average of the other HVAC zones served by the system or when the weekly operating hours of the HVAC system are different by more than 40 equivalent full load hours (EFLH) per week from the other HVAC zones served by the system. A full load hour is an hour during which the zone is occupied and supply and return fans operate continuously. The baseline system for such spaces would be system type 3 or 4, depending on the heating source for the main building. This exception does not apply to computer rooms, see (f) below for the exception related to computer rooms.


When multiple proposed systems with schedules varying for less than 40 hours are combined into a single baseline system as a whole floor variable air volume (VAV), the baseline system fan schedule is defined to include the earliest start hour and latest end hour, so that all HVAC zones are designated to have HVAC system availability. Section 3.7.2.1 has more details regarding HVAC availability.


This exception doesn’t apply to computer rooms (see f. below).


The process for calculating internal loads for spaces is defined below-


1.    Step 1: Eliminate zones that meet both exceptions (internal loads and EFLH)
a.    Find all zones whose  peak coincident internal loads are more than 10 Btu/ft2 from the area-weighted average of all other zones and whose EFLH are more than 40 hrs from the average of all other zones. Remove all of those zones and assign them to baseline system 3 or 4 depending on the climate zone. 
b.    Repeat until no zones meet this criteria. 
2.    Step 2: Eliminate zones that meet the EFLH exception
a.    Find any zones whose EFLH is more than 40 hrs from the average of all other zones.  Remove the zone with the highest EFLH greater than 40, and assign to baseline system 3 or 4 depending on climate zone. 
b.    Repeat until no zones meet this criteria
3.    Step 3: Eliminate zones that meet the internal loads exception
a.    Find any zones whose peak coincident internal loads are more than 10 Btu/ft2 from the area-weighted average of all other zones.  Remove the zone with the highest peak internal load greater than 10 Btu/ft2, and assign system 3 or 4 depending on the climate zone. 
b.    Repeat until no zones meet this criteria
4.    Step 4: Assign remaining zones to the appropriate multizone system. 


Example 1: For a floor with zones with peak internal gains specified as 9 Btu/h-ft2, 14 Btu/h-ft2, 16 Btu/h-ft2, and 34 Btu/h-ft2. The difference between the zone’s peak internal loads and the average for all other zones is shown in Table 5 . Zone D would be subject to the exception since its coincident peak internal gains differ by more than 10 Btu/h-ft2 from the average for all other zones and the baseline system for this space would be system type 3 or 4 (depending on building heating source). Zone D would then be removed from the list and the the difference between remaining zone’s peak internal loads and average for all other zones would be calculated again. The difference is now under . 10 Btu/h-ft2 and would hence stay on the same baseline system.

Table 5. Example 1 Calculations

Zone

Internal Loads (Btu/hr)

Avg. of All Others Zones (Btu/hr)

Difference from the Average

A

9

21

12

B

14

20

6

C

16

19

3

D

34

13

-21


Example 2: An office building with baseline system 5 has the following thermal blocks on one floor:


•    Thermal Block A: Zones with predominantly office occupancy, to be occupied 50 hours per week; 
•    Thermal Block B: Zones to be occupied 55 hrs per week; 
•    Thermal Block C: Zones for help desk, to be occupied 65 hours per week.
•    Thermal Block D: Zones to be occupied 100 hours per week


Following the methodology outlined above, the difference between the zone’s EFLHs and the average for all other zones is shown in Table 6. Since the difference from the average is greater than 40, Thermal Block D would be modeled with baseline system 3 and the  difference between remaining zone’s EFLH and average for all other zones would be calculated again. The difference is now under . 40 hours and hence the remaining zones would hence stay on the same baseline system.

Table 6. Example 2 Calculations

Zone

EFLH

Avg. of All Others Zones (EFLH)

Difference from the Average

A

50

73

23

B

55

72

17

C

65

68

3

D

100

57

-43

 
Example 3: An office building with baseline system 5 has the following thermal zones on one floor:


•    Zone A: Occupied 25 hours per week; 
•    Zone B: Occupied 30 hours per week; 
•    Zone C: Occupied 35 hours per week; 
•    Zone D: Occupied 45 hours per week; 
•    Zone E: Occupied 80 hours per week; 
•    Zone F: Occupied 90 hours per week;
•    The coincident peak internal loads for these zones are 6 Btu/h-ft2, 8 Btu/h-ft2, 10 Btu/h-ft2, 20 Btu/h-ft2, 16 Btu/h-ft2, and 28 Btu/h-ft2 respectively.


Following the methodology outlined above, following would be the steps for elimination


1.    Step 1: Eliminate zones that meet both exceptions (internal loads and EFLH)
a.    Based on this, zone F is eliminated and assigned baseline system 3 or 4 depending on the climate zone.
2.    Step 2: Eliminate zones that meet the EFLH expection
3.    Step 3: Eliminate zones that meet the internal loads exception

Table 7. Example 3 Calculations

Step 1

 

Schedule

Internal load

Zone

EFLH

Avg. of All Others Zones (EFLH)

Difference from the Average

Internal loads (Btu/hr)

Avg. of All Others Zones (Btu/hr)

Difference from the Average

A

25

56.0

31

6

16

10

B

30

55.0

25

8

16

8

C

35

54.0

19

10

16

6

D

45

52.0

7

20

14

-6

E

80

45.0

-35

16

14

-2

F

90

43.0

-47

28

12

-16

Step 2

 

 

Schedule

 

 

Internal load

 

 

 

Zone

EFLH

Avg. of All Others Zones (EFLH)

Difference from the Average

Internal loads (Btu/hr)

Avg. of All Others Zones (Btu/hr)

Difference from the Average

 

A

25

47.5

22.5

6

14

8

 

B

30

46.3

16.3

8

13

5

 

C

35

45.0

10.0

10

13

3

 

D

45

42.5

-2.5

20

10

-10

 

E

80

33.8

-46.3

16

11

-5

 

(Zone F is eliminated and assigned baseline system 3 or 4)

 

Step 3

 

 

Schedule

Internal load

 

Zone

EFLH

Avg. of All Others Zones (EFLH)

Difference from the Average

Internal loads (Btu/hr)

Avg. of All Others Zones (Btu/hr)

Difference from the Average

 

A

25

36.7

11.7

6

13

7

 

B

30

35.0

5.0

8

12

4

 

C

35

33.3

-1.7

10

11

1

 

D

45

30.0

-15.0

20

8

-12

 

(Zone E is eliminated and assigned baseline system 3 or 4)

 

Step 4

 

 

Schedule

Internal load

 

Zone

EFLH

Avg of Others

Diff

Btu/ h-sf

Avg of Others

Diff

 

A

25

17.7

-7.3

6

6

0

 

B

26

17.3

-8.7

8

5

-3

 

C

27

17.0

-10.0

10

5

-5

 

(Zone D is eliminated and assigned baseline system 3 or 4)

 


c.    Laboratory Spaces:


All zones with laboratory spaces in a building having a total laboratory exhaust rate greater than 15,000 cfm, use a single system of type 5 or 7 serving only those spaces. .The baseline system serving laboratory spaces shall be system 5 (PVAV with hot water reheat) or 7 (VAV with hot water reheat) depending on the size of the building. If the building is more than 5 floors or >150,000 ft2 use system 7. Otherwise, use system 5. The lab exhaust fan shall be modeled as constant horsepower reflecting constant volume stack discharge with outdoor air bypass. 


d.    Heated Only Zones


Thermal zones designed with heating only systems in the proposed design, serving storage rooms, stairwells, vestibules, electrical/mechanical rooms, and restrooms not exhausting or transferring air from mechanically cooled thermal zones in the proposed design shall use system type 9 or 10 in the baseline building design. If a space type doesn’t fall in the list of “storage, stairwells, vestibules, electrical/mechanical rooms or restrooms,” then, despite being heated only, it would be modeled as heated and cooled. This rule applies even if the total area of such zones is below 20,000 ft2.


e.    Baseline System 9, 10:


If the baseline HVAC system type is 9 or 10, all zones that are mechanically cooled in the proposed building design shall be assigned to a separate baseline system determined according to Table 3 by using the climate zone and floor area of the mechanically cooled zones. This rule applies even if the total area of such zones is below 20,000 ft2.


f.    Computer Rooms:


Standard 90.1-2019 defines computer rooms as a room whose primary function is to house equipment for the processing and storage of electronic data and that has a design electronic data equipment power density exceeding 20 W/ft2 of conditioned floor area. This exception would also apply to server closets or telecom equipment closets if these requirements are met. 


All zones with computer rooms would be modeled with systems 3 or 4 with the exception of-


i.    Computer rooms in buildings with a total computer room peak cooling load for the proposed building>3,000,000 Btu/h
ii.    Computer rooms in buildings with a total computer room peak cooling load for the proposed building >600,000 Btu/h where the baseline HVAC system type is 7 or 8.


Computer rooms meeting either of these two exceptions will use system 11 with the heating source determined by climate zone as described in footnote 2 to Table 4.


These special systems serve just the HVAC zones containing spaces that trigger the exceptions. The rest of the building/floor is served by the baseline building HVAC system as indicated in Table 3.


3.1.1.2    Process for Determining the Baseline System


This section provides guidance for determining the baseline HVAC system for a proposed design to address all requirements and exceptions specified in Section 3.1.1. 


Step 1: Determine Predominant Building Type


The building type for use in Table 3 is determined by the “predominant occupancy” type. The predominant occupancy is defined as the occupancy with the greatest conditioned floor area (CFA) and other occupancy types are defined as the “non-predominant occupancy”. The building types include:


a.    Residential
b.    Public Assembly
c.    Retail
d.    Hospital
e.    Heated-Only Storage
f.    Other Non-Residential


Once the building type is determined based on the predominant occupancy as described above, the appropriate baseline system is chosen from Table 3 based on:


a.    Number of floors (including floors above grade and below grade but not including floors solely devoted to parking).
b.    Gross conditioned floor area (CFA).
c.    Climate zone 


Step 2: Determine Non-Predominant Building Type(s)


If the CFA of a non-predominant occupancy exceeds 20,000 ft2, a separate baseline system is to be chosen from Table 3 for the non-predominant occupancy. The appropriate system for the non-predominant condition is based on the same three criteria as used for the predominant condition as they apply to the non-predominant occupancy. There could be more than one non-predominant occupancy if each exceeds 20,000 ft2. For example:


•    A building with 100,000 ft2 residential, 35,000 ft2 retail and 35,000 ft2 public assembly, would have the predominant occupancy as residential and non-predominant occupancies as retail and public assemble. The baseline systems for all 3 occupancies would be determined based on the number of floors, gross conditioned floor area and climate zone.


Step 3: Determine Other Exception Area


As described in the section above, the ‘other exception area’ will be determined in the following order:


1.    Exception (d) for heated only zones
2.    Exception (e) for baseline system 9 and 10
3.    Exception (f) for computer rooms
4.    Exception (c) for laboratory spaces
5.    Exception (b) for internal loads


Spaces qualify for additional systems if they have unusual internal loads (Section 3.1.1.1 Exception (b)), are certain laboratory spaces (Section 3.1.1.1 Exception (c)), are certain heated only spaces (Section 3.1.1.1 Exception (d)) or are cooled spaces within a heated only building using systems 9 or 10 (Section 3.1.1.1 Exception (e)). The HVAC systems used for these exception areas is determined as described in Section 3.1.1.1. 


Step 4: Calculation of number of floors for a building:


•    Calculation of number of floors based on occupancy type:


–    If a mixed occupancy building does not have enough area of each (greater than 20,000 ft2) to qualify for additional system type, all floors should be counted as the predominant type. 
–    If a mixed occupancy building has enough area of each (where area of each occupancy type is greater than 20,000 ft2) to qualify for more than one system type, then a mixed use floor should be counted in both. So, a five-story building with two floors of residential occupancy, two floors of non-residential occupancy, and one floor of both residential and non-residential occupancy would be defined as three floors of residential occupancy and three floors non-residential occupancy.


•    Calculation of number of floors for above-grade and below-grade floors:


–    Both above and below grade floors will be counted for the calculation of number of floors. 


•    Calculation of number of floors for partially conditioned floors:


–    A floor (above grade or below grade) with any conditioned area should be counted as a floor. However, floors devoted solely to parking (above grade or below grade) would not be included. For example, an unconditioned below- or above-grade parking garage where only the elevator, lobbies, or stairwells are conditioned at each floor


Other example scenarios:


•    If a building qualifies for two baseline HVAC systems in accordance with Section G3.1.1 (b) and both systems use hot-water boilers for heating; the same boiler(s) will serve both systems.


•    If a building in climate zone 2A has two floors of retail at 30,000 ft2 and 15 floors of high rise residential at 225,000 ft2 it will have two system types. System 4 (PSZ-HP) will serve the retail floors and system 2 (PTHP) will serve the residential floors. 


•    A 6 story dormitory building in climate zone 4a, includes 40,000 ft2 dorm rooms, 27,000 ft2 common spaces (corridors, lounge, library, common kitchen and dining, study rooms, etc.). 6,000 ft2 of the common spaces are storage and mechanical spaces that are heated-only. The predominant occupancy would be residential and the dorm rooms would be modeled with System 1 (PTAC). The common spaces would qualify as non-predominant non-residential (Standard 90.1-2019, Section G3.1.1b) and would be modeled with system 7 (VAV with reheat). The heated only zones will be modeled with baseline system 9.


•    A 6 story dormitory building in Climate Zone 4a, includes 19,000 ft2 dorm rooms, 23,000 ft2 common spaces (corridors, lounge, library, common kitchen and dining, study rooms, etc.). 6,000 ft2 of the common spaces are storage and mechanical spaces that are heated-only, hence the effective area for common spaces is 17,000 ft2 The predominant occupancy would be residential since the floor area of dorm rooms is more than that of the common spaces or the heated-only spaces and those would be modeled with System 1.The common spaces (excluding the heated-only areas), are less than 20,000 ft2, hence do not qualify for the occupancy exception and are modeled with system 1. The heated only zones will be modeled with baseline system 9.


•    Project is a mixed use 9 story hotel and retail in climate zone 5a. Hotel portion includes 250,000 ft2 of guest rooms, 170,000 ft2 of common spaces (corridors, reception, restaurant, etc.), and 70,000 ft2 event spaces (convention center). The two lower floors (110,000 ft2 ) are occupied by various retail tenants.


The predominant occupancy is residential and the guestrooms would be modeled with baseline system 1. The other areas (convention center, retail, and common areas) are all non-predominant conditions, each over 20,000 ft2 and thus need to be considered independently according to Standard 90.1-2019 Section G3.1.1b. The 70,000 ft2 convention center qualifies as public assembly < 120,000 ft2  and would modeled with system 3. The retail area is greater than 20,000 ft2 and would be modeled with system 4.  The remaining common spaces would qualify as non-residential more than five floors and will be modeled with baseline system 7. Based on the internal loads for the restaurant space type, it might qualify for baseline system 3 (Standard 90.1-2019, Section G3.1.1c).


3.1.1.3    Purchased Heat and Purchased Chilled Water


Purchased Heat 


For systems using purchased hot water or steam, the heating source shall be modeled as purchased hot water or steam in both the proposed and baseline building designs. Hot water or steam costs shall be based on actual utility rates, and on-site boilers, electric heat, and furnaces shall not be modeled in the baseline building design.


Purchased Chilled Water 


For systems using purchased chilled water, the cooling source shall be modeled as purchased chilled water in both the proposed and baseline building designs. Purchased chilled water costs shall be based on actual utility rates, and on-site chillers and DX equipment shall not be modeled in the baseline building design.


Baseline system requirements for proposed designs using purchased heat or chilled water for heating or cooling are mentioned in Table 8. Modeling requirements for on-site distribution pumps are documented in Section 3.8.5.

Table 8. Baseline Requirements for Purchased Heat and Purchased Chilled Water Systems

Proposed

Baseline System

Heating

Cooling

Purchased heat

Chiller or DX

The baseline heating and cooling source shall be based on the applicable cooling system as determined by Table 3 and Table 4.

Boiler/electric resistance or gas furnace

Purchased chilled water

Table 3 and Table 4 shall be used to select the baseline HVAC system type, with the following modifications:

  • Purchased chilled water shall be substituted for the cooling source in Table 4.
  • Systems 1 and 2 shall be constant volume fan coil units with fossil fuel boiler(s).
  • Systems 3 and 4 shall be constant volume single zone air handlers with fossil fuel furnace(s). Refer to Section 3.7.6 of this document for details.
  • System 7 shall be used in place of System 5. Refer to Section 3.8.1 of this document for details.
  • System 8 shall be used in place of System 6. Refer to Section 3.8.2 of this document for details.

Purchased heat

Purchased chilled water

Table 3 and Table 4 shall be used to determine the baseline HVAC system type, with the following modifications:

  • Purchased heat and purchased chilled water shall be substituted for the heating types and cooling types in Table 4.
  • System 1 will be constant volume fan coil units. Refer to Section 3.7.5.5 of this document for details on this system type.
  • System 3 will be a constant volume single zone air handler. Refer to Section 3.7.5.2 of this document for details.
  • System 7 will be used in place of System 5. Refer to Section 3.8.2 of this document for details.


3.1.2    Organization of Information

Building descriptors are grouped under objects or building components. A wall or exterior surface (an object) would have multiple building descriptors dealing with its geometry, thermal performance, etc. Each building descriptor contains the following information. 
 

Building EQ

A baseline building is not used when COMNET is used for Building EQ.

Energy Star

A baseline building is not used when COMNET is used for Design to Earn ENERGY STAR.